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H051
Ikhwan al-Safa'
The
philosophy of the group
of Arab philosophers of
the fourth or fifth century
AH (tenth or eleventh century
AD) known as the Ikhwan
al-Safa’ (Brethren of Purity)
is a curious but fascinating
mixture of the Qur’anic,
the Aristotelian and the
Neoplatonic. The group wrote
fifty-two epistles,
which are encyclopedic in
range, covering matters
as diverse as
arithmetic, theology, magic and embryology. Their
numerology owes a debt to
Pythagoras, their
metaphysics are Aristotelian
and Neoplatonic and they
incorporate also a few
Platonic notions into
their philosophy. The latter,
however, is more than a
mere synthesis of elements
from Greek philosophy, for
it is underpinned by a considerable
Qur’anic substratum.
There are profound links
between the epistemology
and the soteriology
(doctrine of salvation)
of the Ikhwan, and it would
not be an exaggeration to
say that the former
feeds the latter. In the
history of Islamic philosophy
the Ikhwan illustrate a
group where the
Aristotelian and the Neoplatonic
clash head-on and where
no attempt is made to
reconcile competing and contradictory notions of
God, whom the Epistles treat
in both Qur’anic
and Neoplatonic fashion.
The final goal of the Ikhwan
is salvation; their
Brotherhood is the
ship of that salvation,
and they foster a spirit
of asceticism and good
living accompanied
by ‘actual knowledge’ as
aids to that longed-for
salvation.
1 Life and works
The Arabic name Ikhwan al-Safa’ has been translated
as both ‘Brethren of Purity’
and ‘Brethren
of Sincerity’. Both are
possible, though the former
is probably to be preferred
because of the emphasis
throughout the group’s writings
on the concept of purity
achieved via a life of asceticism
and virtuous living. Little
firm information is available
about their exact identities,
their lives and the precise
time during which they flourished.
Most scholars agree, however,
that they lived in Basra
in the fourthq or fifth
century AH (tenth or eleventh
century AD); beyond that
there has been much diverse
speculation. Their own thought
and philosophy is enshrined
in fifty-two epistles (rasa’il)
of varying lengths
which are encyclopedic in
their scope and cover a
vast number of topics.
Formally, these epistles divide into four major sections:
the first fourteen deal
with the mathematical
sciences, the next seventeen
are on the natural sciences,
a further ten deal with
the psychological and rational
sciences and the final eleven
come under the heading of
theological sciences. It
should be noted that the
Ikhwan’s usage of these
divisions is much broader
in range than might be expected
at first sight. For example,
the last of the epistles
grouped under the heading
‘theological sciences’ deals
with magic and related subjects.
What may broadly be said
to link all the epistles,
however, is a mixed Aristotelian
and Neoplatonic substratum,
though it must be stressed
here that the epistles of
the Ikhwan al-Safa’ are
more than just a synthesis
of Aristotelian and dominant
Neoplatonic themes. The
incorporation by the Ikhwan
of syncretic philosophical
and theological
themes, motifs, elements
and doctrines in their writings
was done with a particular
soteriological purpose (see
§4). Their eclectic borrowing
was done with a view to
bolstering the doctrine
of purity which their name
so neatly reflects.
2
Metaphysics
The metaphysics of the Ikhwan al-Safa’ are built
upon those of Aristotle
and Plotinus, though it
must be emphasized that
it is a Middle Eastern version
of Aristotelianism and Neoplatonism
which we encounter when
we read the rasa’il of the
Ikhwan. In the first place,
their terminology is infused
with such terms as matter
and form, substance and
accidents, the four causes
and potentiality and actuality.
Their usage of such terms,
however, does not always
adhere to the classical
Aristotelian paradigm or
usage. The development of
terminology is often in
a Neoplatonic direction.
For example, the Ikhwan
held in one place that substance
was something which was
self-existent and capable
of receiving attributes.
We recognize here a description
akin to Aristotle’s usage
of the word ‘substance’
in the Metaphysics. But
elsewhere, confusingly,
form is divided into two
kinds, constituting and
completing; constituting
forms are called substances
and completing forms are
called accidents. Similarly,
the Ikhwan adopted a fourfold
terminology of causes -
material, formal, efficient
and final - but the shades
of astrology and Neoplatonism
hang heavily
over at least two of the
examples of these four causes
which they provide. They
say that the material cause
of plants is the four elements
of fire, air, water and
earth, and that their final
cause is to provide food
for animals: both of these
ideas are recognizably Aristotelian
in their orientation, but
the Ikhwan then go on to
suggest that the efficient
cause of plants is the power
of the Universal Soul and
that their formal cause
has complicated astral elements!
It is, however, the
Neoplatonic elements which
dominate the articulation
of all thought in the writings
of the Ikhwan al-Safa’ and
their metaphysics are no
exception. The latter are
imbued in particular with
the Neoplatonic concepts
of emanation and hierarchy.
By contrast with the simple
triad of Plotinus, which
comprised the three hypostases
of The One or The Good,
Intellect and Soul, with
the lower eternally emanating
from the higher entity,
the Ikhwan elaborated this
into an emanationist hierarchy
of nine ‘members’, hypostases
or levels of being, as follows:
the Creator, the
Intellect, the Soul, Prime
Matter, Nature, the Absolute
Body, the Sphere, the Four
Elements and the Beings
of this world in the three
divisions of mineral, plant
and animal. In such a hierarchical
profusion we can perhaps
see the ghosts of Iamblichus
and Proclus, who also multiplied
the hypostases about which
they wrote. It is noteworthy
that for the Ikhwan, and
in contrast to the view
of Plotinus, matter becomes
a full part of the emanationist
hierarchy and is regarded
in a positive light. Furthermore,
and this time in a very
Neoplatonic way, God in
the Ikhwan’s scheme entrusts
the movement of the world
and the spheres to the Universal
Soul, and it is the latter
which channels God’s gifts
finally into Matter itself
(see Neoplatonism).
The Neoplatonic dimensions
of the thought of the Ikhwan
have profound implications
for their view of God. The
picture which they present
of the deity in their epistles
is a confused and ultimately
contradictory one. No attempt
is made to reconcile what
is in fact irreconcilable.
On the one hand, the Ikhwan
present a God at the top
of a complex emanationist
hierarchy who is unknowable
in the classic Neoplatonic
sense. On the other hand,
the Ikhwan present a Qur’anic
God who is a guide and a
help, and who is invoked
at the end of many of the
epistles as one who will
grant success in correct
action and show his people
the path of righteousness.
The majority of epistles
also invoke God with the
traditional Islamic basmala,
‘In the name of God, the
Merciful, the Compassionate’.
However, God’s power, as
noted above, seems to be
‘shared’ in some way when
it is exercised via the
Universal Soul. To what
extent, one may reasonably
ask, does that compromise
the traditional Islamic
view of God? Furthermore,
to what extent do the recognizably
Islamic features in the
Ikhwan’s portrait of God
prevent that deity being
considered as a total mirror
of Plotinus’ One?
The metaphysics of the Ikhwan al-Safa’ must therefore
be regarded as sui generis.
Their mixing of Aristotelian
and Neoplatonic elements
had profound implications
both for their theology
and the coherence of their
philosophy. Contradictions
abound; if reasons be sought
for this, it is worth remembering
one theory, promulgated
by A.L. Tibawi (1955), that
the epistles are akin to
the minutes taken during
the deliberations of a learned
society, meeting on many
occasions over a period
of years. This would account
for both contradiction and
repetition. We know from
the epistles themselves
that the authors urged their
brothers to meet specially
at set times, in closed
sessions.
3 Epistemology
Thus far in this article, nothing has been said about
the impact of Platonic thought
on the epistles oof the
Ikhwan. This is because
the Brethren revere the
Platonic hero rather more
than they revere purely
Platonic philosophy. Socrates
is admired as a great and
wise philosopher who knew
how to meet death bravely.
However, some Platonic imagery
does permeate the epistles
(see Platonism in Islamic
philosophy). The most notable
image is that of the body
constituting a prison for
the soul. The Ikhwan indeed
compare the soul in the
body to the state of a man
imprisoned inside a lavatory:
the body’s blemishes and
sins are like the filth
in the lavatory. It is clear
that the Ikhwan were familiar
with Plato’s doctrine of
Forms or ideai, since they
quote a speaker saying that
the different types of animal
in the world simply mirror
those in the world of the
spheres and the heavens
(see Plato). However, this
is not a doctrine for which
the Ikhwan seem to have
had much use, for they neither
discuss nor elaborate upon
it.
It is, therefore,
unsurprising that the Ikhwan’s
epistemology differs quite
radically from that of Plato.
The latter looked forward
to a state of real knowledge
achieved when the soul was
separated from the body;
but in the soteriology and
epistemology of the Ikhwan,
one could gain some knowledge
of the divine in this world
to help one reach Paradise.
Indeed, they present their
epistles to the world as
a body of just such knowledge.
For them, learning was much
more than mere
recollection or reminiscence.
They held that the soul
was ‘potentially knowledgeable’
and, with instruction, could
become ‘actually knowledgeable’.
That instruction should
be via the senses, the intellect
and logical deduction, and
they stressed that we could
know nothing without the
senses. This is indeed a
far cry from Plato’s well-known
suspicion of evidence or
knowledge gleaned via the
senses, and his overwhelming
exaltation of the intellect.
4 Soteriology
The mass of information - philosophical, theological
and other - adumbrated in
such an encyclopedic
manner in the epistles of
the Ikhwan al Safa’ is probably
incomprehensible as a totality
unless one bears in mind
the driving force which
lies at the heart of the
epistles themselves. The
Ikhwan did not compile the
epistles from a pure love
of knowledge and for no
other reason. The magpie
eclecticism with which they
surveyed and utilized elements
from the philosophies
of Pythagoras, Plato, Aristotle
and Plotinus, and religions
such as Christianity, Judaism
and Hinduism, was not an
early attempt at ecumenism
or interfaith dialogue.
Their accumulation of knowledge
was ordered towards the
sublime goal of salvation.
To use their own image,
they perceived their Brotherhood,
to which they invited others,
as a ‘Ship of Salvation’
that would float free from
the sea of matter; the Ikhwan,
with their doctrines of
mutual cooperation, asceticism
and righteous living, would
reach the gates of Paradise
in its care.
What, then, did it
mean for the Ikhwan al-Safa’
to ‘do philosophy’? It did
not mean to throw off the
religious constraints of
the Qur’an and to become
pure rationalists. Though
they often use the Qur’an
as a cloak to disguise their
Neoplatonism, one cannot
ignore the massive Qur’anic
substratum elsewhere in
their writings, which has
no such intent. ‘Doing philosophy’
did not mean either the
uncritical acceptance of
the data from a variety
of sources such as Pythagoras,
Plato and Aristotle, not
to mention Plotinus, even
though they were profoundly
influenced by at least
three of these four
ancient masters and it is
no misnomer to describe
the Ikhwan as ‘Muslim Neoplatonists’.
Philosophy, for the Ikhwan,
was still the handmaiden
of a precise theological
goal: salvation for the
soul. Their eclecticism
and tolerance provided them
with a unique methodology
for the achievement of that
goal. Thus they searched
out the texts of other creeds
and the philosophies of
non-Muslim sages in search
of materials which might
bolster their own ethics
of purity and asceticism.
Their intellectual heroes
were Socrates and Jesus
as well as Muhammad.
Above all, knowledge
and philosophy were always
soteriological tools and
never ends in themselves.
See also: Islamic theology; Mystical philosophy
in Islam; Neoplatonism in
Islamic philosophy
IAN RICHARD NETTON
Routledge
Encyclopedia of Philosophy,
Version 1.0, London: Routledge
References and further reading
Diwald, S. (1975) Arabische Philosophie und Wissenschaft
in der Enzyklopنdie
Kitab Ihwan
as-Safa’ III: Die Lehre von Seele und Intellekt (Arab
Philosophy and Science in
the
Book of the Brethren of Purity III: Teachings on
the Soul and the Intellect),
Wiesbaden:
Harrassowitz.(A German translation of the third section
of the Rasa’il with extensive
notes.) Goodman, L.E. (1978)
The Case of the Animals
versus Man Before the King
of the Jinn, Boston, MA:
Twayne Publishers.(An English
translation of a major portion
of the second section of
the Rasa’il with extensive
introduction and notes.)
Ikhwan al-Safa’ (1957) Rasa’il Ikhwan al-Safa’ (Epistles
of the Brethren of Purity),
Beirut:
Dar Sadir, 4 vols.(The complete text of the fifty-two
epistles in the original
Arabic.)
Marquet, Y. (1975) La philosophie des Ihwan al-Safa’
(The Philosophy of the Brethren
of
Purity), Algiers: Société Nationale d’ةdition
et de Diffusion.(A major
study by France’s
leading expert in the field.) Nasr, S.H. (1978) An
Introduction to Islamic
Cosmological Doctrines,
revised edn, London: Thames
& Hudson.(Contains a
major section on the cosmology
of the Ikhwan.) Netton,
I.R. (1982) Muslim Neoplatonists:
An Introduction to the Thought
of the Brethren of Purity
(Ikhwan al-Safa’), London:
Allen & Unwin; paperback
edn, Edinburgh: Edinburgh
University Press, 1991.(A
major introduction in English
to the thought of the Ikhwan.)
Netton, I.R. (1996) ‘The
Brethren of Purity’, in
S.H. Nasr and O. Leaman
(eds) History of Islamic
Philosophy, London: Routledge,
ch. 15, 222-30.(Concise
and clear outline of their
views.) Tibawi, A.L. (1955)
‘Ikhwan as-Safa’ and Their
Rasa’il: A Critical Review
of a Century and a Half
of Research’, Islamic Quarterly
2 (1): 28-46.(A very useful
and neat survey of Ikhwan
scholarship up to 1955.)
Routledge
Encyclopedia of Philosophy,
Version 1.0, London: Routledge
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